Each year millions of people place their trust in stock brokers and brokerage firms to handle their investments. Clients sometimes place their entire life savings and retirements in the hands of these firms with the promise that their funds will be professionally managed to create more wealth and retirement income.
Unfortunately, investments do not always turn out like they are initially presented. Clients are sometimes taken advantage of by unscrupulous brokers and investment advisors. When this happens, investors face the reality that they may lose their entire investment, which sometimes amounts to their life savings or retirement.
Our firm’s founding partner Richard Frankowski is one of the nation’s leading securities and investment fraud attorneys. Richard represents both individual and institutional investors and has held wrongdoers accountable for their actions for the past two decades. Richard and our other investment fraud lawyers understand and are well versed in the complexities of state and federal securities laws, and the Financial Industry Regulatory Authority (FINRA) rules that govern all aspects of the securities arbitration process. We represent clients before arbitration panels, in court and in mediation proceedings. Contact us today if you believe you have been the victim of any type broker fraud or misconduct. We have a proven track record of helping our clients by obtaining large awards for financial injustice.
- Investment Loss Attorneys